Taxes 2026 – How to Access Pershing Documents
As we begin 2026, we want to provide you with important details on when tax documents will be available and how to access them. Please review the schedule carefully, including any correction dates, as these may impact your tax filing and deadlines.
Before accessing your tax documents, confirm which custodian holds your accounts — this information is available in your Griffin Black Investment Portal.
You may have accounts with both custodians. If your accounts are held with Altruist, please visit our Altruist Tax Document Guide for detailed instructions.
Below are the instructions for accounts held with Pershing.
Not sure which tax forms you’ll need? Check out our Guide to What Tax Documents You Should Gather Before Filing for a complete overview.
How to Access Your Tax Forms
You have two convenient options to access your documents:
1. Griffin Black Investment Portal
Go to Documents → Vault → Pershing – Tax Documents
2. NetXInvestor
Go to Communications → Tax Documents
You may initially see drafts (not final) documents. As issuers finalize distribution information, final tax documents will be delivered via e-delivery or paper, based on your delivery preferences.
When Will Tax Forms Be Available?
1099-Consolidated tax forms (including 1099-DIV, 1099-B, 1099-INT, 1099-OID, and 1099-MISC) will be issued from Pershing in phases, based on the complexity of your financial portfolio.
- First phase available: January 28
- Final phase issued by: March 11
If corrections are needed, scheduled correction runs will begin March 17 and occur bi-weekly as necessary. These corrections may impact your tax filing and deadlines, so please keep this in mind.
| Date | PERSHING |
|---|---|
| January 28 | PHASE 1: Form 1099 delivery will begin for accounts with holdings and income that typically do not require reclassification or additional information from issuers. Generally, this includes accounts holding stocks, bonds and options. 1099-R Distributions of $10 or more from: profit-sharing or retirement plans, IRAs, annuities, pensions, insurance contracts, survivor income benefit plans, permanent and total disability payments under life insurance contracts, charitable gift annuities, etc. |
| February 4 | PHASE 2: Form 1099 delivery will begin for accounts that include mutual funds, real estate investment trusts (REITs) and certain equities for which issuers have finalized any income reclassifications and BNY Pershing has completed processing. |
| February 11 | PHASE 3: Form 1099 delivery will continue for accounts that include mutual funds, REITs and certain equities for which issuers have finalized reporting and BNY Pershing has completed processing after the February 4 delivery. Pending 1099 Notices will be delivered for accounts where we are still awaiting data from issuers or in cases where we have not completed processing and review of all information. The notice will list investments that are awaiting information from issuers or trustees or final review and will indicate the possible delivery date of an investor’s 1099. |
| February 18 | PHASE 4: Form 1099 delivery will continue for accounts that include mutual funds, REITs and certain equities for which issuers have finalized reporting and BNY Pershing has completed processing after the February 11 delivery. |
| February 25 | PHASE 5: Form 1099 delivery will continue for accounts that include mutual funds, REITs and certain equities for which issuers have finalized reporting and BNY Pershing has completed processing after the February 18 delivery, as well as accounts holding certain unit investment trusts (UITs), and Widely Held Fixed Investment Trusts (WHFITs). |
| March 4 | PHASE 6: Form 1099 delivery will continue to be delivered for accounts for which we can now include information that has been finalized from issuers of mutual funds, REITs, and remaining unit investment trusts (UITs) and BNY Pershing has completed processing after the February 25 delivery. |
| March 11 | PHASE 7: Form 1099 delivery will occur for all remaining accounts, regardless of whether pending income reclassifications for the account’s income have been received from issuers. This delivery will also include accounts holding complex non-equity securities, such as real estate mortgage investment conduits (REMICs). |